SunGard's Fox River Execution Solutions and other brokerage offerings are provided by SunGard Brokerage & Securities Services LLC, Member NYSE, FINRA, SIPC.
SunGard's SGN brokerage services offered in the United States and Canada are provided by SunGard Institutional Brokerage Inc., Member FINRA, SIPC.
SGN Brokerage Services offered throughout Europe, the Middle East, Africa and Asia Pacific are provided by SunGard Global Execution Services Limited which is authorised and regulated by the Financial Conduct Authority, No. 469919. Incorporated and registered in England and Wales No. 3127109. Registered Office: 25 Canada Square, London E14 5LQ.
SunGard Global Execution Services Limited (ARBN No. 132 508 742) is exempted from licensing under Australia Securities & Investments Commission Class Order 03/1099 and is regulated by the Financial Conduct Authority under UK laws, which differ from Australian laws.
SunGard Institutional Brokerage Inc.: SIBI BCP Summary Statement / SIBI Compliance Statement